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Private Equity and Investor Protection in the United States and in Europe.

Record Type:	Language materials, manuscript : Monograph/item
Title/Author:	Private Equity and Investor Protection in the United States and in Europe./
Author:	Toyou, Doris.
Description:	1 online resource (178 pages)
Notes:	Source: Dissertations Abstracts International, Volume: 84-06, Section: A.
Contained By:	Dissertations Abstracts International84-06A.
Subject:	Law. -
Online resource:	click for full text (PQDT)
ISBN:	9798357528933

Private Equity and Investor Protection in the United States and in Europe.
Toyou, Doris.

Private Equity and Investor Protection in the United States and in Europe. - 1 online resource (178 pages)

Source: Dissertations Abstracts International, Volume: 84-06, Section: A.

Thesis (S.J.D.)--University of Pittsburgh, 2020.

Includes bibliographical references

This dissertation discusses how securities regulation has expanded to reach sophisticated investors of private funds such as private equity, venture capital, and hedge funds. The Dodd-Frank Act in the United States (U.S.) and the Alternative Investment Fund Managers Directive (AIFMD) in the European Union (EU) embody a shift in securities law. Investment managers of private funds now have to register with regulators and file periodic reports if they manage assets above a set threshold (over $150 million in the U.S. and over 100 million euro ($114 million) in the E.U). Since registration of private equity managers with the Securities and Exchange Commission (SEC), several enforcement actions have been brought against managers. Based on federal securities law, the SEC stresses concerns with conflicts of interest and fiduciary duties managers owe to investors.Unlike AIFMD, the Dodd Frank Act has not hampered the dynamic of fundraising and activities of private funds. Thus, Dodd Frank Act remains the law of the land within United States.

Electronic reproduction.
Ann Arbor, Mich. :
ProQuest,
2024

Mode of access: World Wide Web

ISBN: 9798357528933Subjects--Topical Terms:

671705
Law.
Subjects--Index Terms:

Limited partnerIndex Terms--Genre/Form:

554714
Electronic books.

Private Equity and Investor Protection in the United States and in Europe.
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