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Laws and regulations in global financial markets /

紀錄類型:	書目-語言資料,印刷品 : Monograph/item
正題名/作者:	Laws and regulations in global financial markets // Roy Girasa.
作者:	Girasa, Rosario J.,
面頁冊數:	1 online resource.
標題:	Banks and banking, International - Law and legislation. -
電子資源:	http://www.palgraveconnect.com/doifinder/10.1057/9781137345462
ISBN:	1137345462 (electronic bk.)

Laws and regulations in global financial markets /
Girasa, Rosario J.,

Laws and regulations in global financial markets /Roy Girasa. - 1 online resource.

Includes bibliographical references and index.

Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.

The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.

ISBN: 1137345462 (electronic bk.)

Source: 683873Palgrave Macmillanhttp://www.palgraveconnect.comSubjects--Topical Terms:

564708
Banks and banking, International
--Law and legislation.Index Terms--Genre/Form:

554714
Electronic books.

LC Class. No.: K4430 / .G57 2013

Dewey Class. No.: 346/.09

Laws and regulations in global financial markets /
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100 1 $a Girasa, Rosario J., $e author. $3 941377
245 1 0 $a Laws and regulations in global financial markets / $c Roy Girasa.
264 1 $a New York : $b Palgrave Macmillan, $c [2013]
300 $a 1 online resource.
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504 $a Includes bibliographical references and index.
505 0 $a Investment adviser regulation -- Regulation of broker-dealers -- Mergers and acquisitions -- Bankruptcy of business enterprises -- Banking regulation and credit rating -- Organizations -- Real estate financing regulations -- Selected topics in insurance regulation -- Consumer protection and personal finance.
520 $a The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance. The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives. Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law. The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.
588 $a Description based on print version record.
650 0 $a Banks and banking, International $x Law and legislation. $3 564708
650 0 $a Capital market $x Law and legislation. $3 1006363
650 0 $a International finance $x Law and legislation. $3 784310
650 0 $a Monetary policy. $3 556378
650 7 $a LAW / Administrative Law & Regulatory Practice $2 bisacsh $3 834802
655 4 $a Electronic books. $2 local $3 554714
856 4 0 $3 Palgrave Connect $u http://www.palgraveconnect.com/doifinder/10.1057/9781137345462