國立虎尾科技大學 |

Financial compliance = issues, concerns and future directions /

紀錄類型:	書目-語言資料,印刷品 : Monograph/item
正題名/作者:	Financial compliance/ edited by Maria Krambia-Kapardis.
其他題名:	issues, concerns and future directions /
其他作者:	Krambia-Kapardis, Maria.
出版者:	Cham :Springer International Publishing : : 2019.,
面頁冊數:	xx, 276 p. :ill., digital ; : 24 cm.;
Contained By:	Springer eBooks
標題:	Corporations - Finance -
電子資源:	https://doi.org/10.1007/978-3-030-14511-8
ISBN:	9783030145118

Financial compliance = issues, concerns and future directions /
Financial complianceissues, concerns and future directions /[electronic resource] :edited by Maria Krambia-Kapardis. - Cham :Springer International Publishing :2019. - xx, 276 p. :ill., digital ;24 cm.

Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law--A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou.

This book explores the fundamental elements and risks that impact the compliance officer's work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers' liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today's financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.

ISBN: 9783030145118

Standard No.: 10.1007/978-3-030-14511-8doiSubjects--Topical Terms:

715755
Corporations
--Finance

LC Class. No.: K1330 / .F563 2019

Dewey Class. No.: 346.730642

Financial compliance = issues, concerns and future directions /
LDR:02803nam a2200325 a 4500 001 939665
003 DE-He213
005 20190926144911.0
006 m d
007 cr nn 008maaau
008 200414s2019 gw s 0 eng d
020 $a 9783030145118 $q (electronic bk.)
020 $a 9783030145101 $q (paper)
024 7 $a 10.1007/978-3-030-14511-8 $2 doi
035 $a 978-3-030-14511-8
040 $a GP $c GP
041 0 $a eng
050 4 $a K1330 $b .F563 2019
072 7 $a KFFH $2 bicssc
072 7 $a BUS017000 $2 bisacsh
072 7 $a KFFH $2 thema
082 0 4 $a 346.730642 $2 23
090 $a K1330 $b .F491 2019
245 0 0 $a Financial compliance $h [electronic resource] : $b issues, concerns and future directions / $c edited by Maria Krambia-Kapardis.
260 $a Cham : $b Springer International Publishing : $b Imprint: Palgrave Macmillan, $c 2019.
300 $a xx, 276 p. : $b ill., digital ; $c 24 cm.
505 0 $a Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law--A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou.
520 $a This book explores the fundamental elements and risks that impact the compliance officer's work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers' liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today's financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.
650 0 $a Corporations $x Finance $x Law and legislation. $3 715755
650 0 $a Corporations $x Finance $x Management. $3 650110
650 0 $a Compliance. $3 942619
650 1 4 $a Corporate Finance. $3 1069043
650 2 4 $a Financial Law/Fiscal Law. $3 669471
650 2 4 $a Accounting/Auditing. $3 669239
700 1 $a Krambia-Kapardis, Maria. $3 1209816
710 2 $a SpringerLink (Online service) $3 593884
773 0 $t Springer eBooks
856 4 0 $u https://doi.org/10.1007/978-3-030-14511-8
950 $a Economics and Finance (Springer-41170)